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The dawn of creation. Paper by Linde.

Dear Colleagues,

Science & Ultimate Reality

When I was a student in the 1960s the ultimate origin of the universe was widely regarded as lying beyond the scope of physical science. To be sure, cosmological theory could be applied to the early moments of the universe following the big bang, but the initiating event itself seemed to be decisively off-limits - an event without a well-defined cause. The so-called singularity theorems of Penrose, Hawking and others suggested that the big bang was an edge or boundary to space-time at which the gravitational field and the density of matter were infinite, and physical theory broke down. This meant that there was very little that could be said about how the universe came to exist from nothing, or why it emerged with the properties it has.

John Wheeler drew the analogy between the instability of the classical atom, resulting in the emission of an infinite quantity of radiation, and the infinite spacetime curvature of gravitational collapse. He conjectured that just as quantum mechanics had saved classical mechanics from diverging quantities, and predicted a stable, finite atom, so might quantum mechanics ameliorate the big bang singularity - smearing it with Heisenberg uncertainty. But could one take seriously the application of quantum mechanics, a theory of the subatomic realm, to cosmology, the largest system that exists? Wheeler, with typical audacity, believed so, and with Bryce DeWitt produced a sort of Schrödinger equation for the cosmos. Thus was the subject of quantum cosmology born.

Quantum cosmology received a fillip in the early 1980s from Alan Guth's inflationary universe scenario, which postulates that the universe suddenly jumped in size by an enormous factor shortly after the big bang. The point here is that if Guth is right then although the universe is now very big, it was once very small - small enough for quantum effects to have played a formative role.

There remain problems about the formalism of quantum cosmology, both concerning the interpretation of the theory and certain mathematical oddities. Nevertheless many calculations have yielded reasonable predictions. For example, some cosmologists now think that quantum fluctuations in the inflationary era created the small primordial irregularities in the early universe that served as the seeds for its large-scale structure. If so, then the slight temperature variations detected in the cosmic background heat radiation - the fading afterglow of the big bang - are none other than quantum fluctuations from the dawn of creation inflated and writ large in the sky.

Andrei Linde is a cosmologist who has been involved in the quantum cosmology program since the early days of inflation. Indeed, he developed his own variant of the inflationary theory, termed chaotic inflation, that has been lucidly explained in his expository articles and books. One fascinating prediction of chaotic inflation is that what we call "the universe" might be merely a "Hubble bubble" within a multiverse of vast proportions. There could be other "bubbles" out there, way beyond the scope of even our most powerful instruments, distributed in their infinite profusion.

If "our universe" is indeed but a minute component of a far more extensive and complex system, the philosophical consequences are profound. Since Copernicus, scientists have clung to the notion that there is nothing special about our location in the universe. We inhabit a typical planet around a typical star in a typical galaxy. But the multiverse theory suggests that, on a super-Hubble scale, our "bubble" might be far from typical. It might represent a rare oasis of habitability in a desert that is generally hostile to life. If so, perhaps many of the felicitous features we observe, including the fact that the physics of "our universe" seems so bio-friendly, might actually be the product of a cosmic selection effect. We live in such a special bubble only because most of the multiverse is unfriendly to life. This idea generally goes under the name "anthropic principle," a misnomer since no special status is accorded to homo sapiens as such. Alternatively, it may be that bio-friendly regions of the universe are also those that grow very large and so occupy the lion's share of space. Again, it would be no surprise to find ourselves living in one such region. But these ideas remain highly speculative and need further mathematical development. Linde is at the forefront of those who seek to place the "anthropic principle" on a more rigorous footing.

A summary of Linde's paper follows, and your comments are awaited with interest.

Paul Davies

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Title: Quantum Cosmology, Inflation, and Anthropic Principle

Author: Andrei Linde

Summary

Everybody knows that quantum mechanics is important in application to microscopically small particles. Does it make any sense to apply it to our universe, which is the largest possible system? This question was analysed by Wheeler and De Witt in the end of the 60's, but only now can we fully appreciate the true significance of their work. Thirty years ago one could argue that quantum cosmology is a purely academic subject. Perhaps it was important for the understanding of the moment the universe was created, but we cannot completely describe this moment anyway. And when the universe was born, it was supposed to be so large that for all practical purposes one could neglect its quantum nature. Indeed, according to the standard big bang theory, the initial size of the universe was at least thirty orders of magnitude greater than the so-called Planck length, at which the quantum nature of space-time becomes important.

The situation changed in the beginning of the 80's with the invention of inflationary cosmology. This theory provided answers to some of the questions that for a long time seemed naive and metaphysical: Why is our universe so large? Why is it so uniform? Why did its different parts begin their expansion simultaneously? The simplest version of this theory, chaotic inflation, suggests that the whole universe could emerge from a domain of space of a Planckian length. This tiny part of space grows up to its present enormous size due to the process of inflation, exponentially rapid expansion in a vacuum-like state. In this scenario one does not need to make any assumptions about initial homogeneity of the universe on a very large scale: homogeneity on the Planck scale is sufficient. According to this theory, all galaxies that we see now have been produced by quantum fluctuations generated during inflation. Some of these quantum fluctuations are so powerful that they can produce new parts of the inflationary universe. The process of self-reproduction of the inflationary universe may continue even now. Instead of looking like a spherically symmetric balloon expanding in accordance to the laws of the classical Einstein theory, our universe is an eternally growing fractal produced by quantum effects.

We are coming to a rather paradoxical conclusion. One can use the classical theory of gravity to describe the motion of planets, but without taking quantum effects into account one cannot understand the formation of much larger objects, such as galaxies. More importantly, the process of formation of the universe is not over yet. One can understand the global structure of the self-reproducing inflationary universe only in the context of quantum cosmology.

Quantum fluctuations divide the inflationary universe into many exponentially large domains (mini-universes) where the laws of low-energy physics may be different. `Mutation' of the laws of physics is possible in many versions of inflationary cosmology, but it is most efficient in the context of chaotic inflation. We can only live in those parts of the universe that have properties compatible with our existence. This observation provides a simple justification of the anthropic principle in inflationary cosmology.

One may consider this as a de-mystification of the anthropic principle. Now we have no need to assume that somebody creates one universe after another for our benefit: The universe repeatedly re-creates itself in all of its possible forms. And we have no problem explaining why it was necessary to work so hard to create order in all parts of the universe whereas for our existence it would be sufficient to have good conditions in a small vicinity of the solar system. Indeed, quantum effects during inflation may divide the universe into many parts with different properties, but within each of these parts inflation makes the universe very uniform on exponentially large scale.

We may try to take a second step and make the anthropic principle more quantitative. Consider domains of different types. The total volume of some domains may grows much faster than the total volume of all other parts of the universe. So one may argue that we have a better chance to live in parts of the universe that grow faster and, as a result, have greater volume. I called it the Darwinian approach to cosmology. Under some other assumptions all parts of the universe may grow at the same rate, but nevertheless some of them may have much greater volume than others. In order to find which approach is more appropriate we need to learn how to formulate questions in the context of quantum cosmology, and which questions are most relevant for the evaluation of the probability of emergence of life.

This brings back old issues of the interpretation of quantum mechanics and speculations about the possible role of an observer. One may wonder, as in the Schrödinger cat paradox, whether the parts of the universe created by quantum effects really exist now even though they are so far away that we cannot see them, or the final choice between various options occurs only after one makes an observation. One may even go beyond the interpretation of quantum mechanics and ask whether the concept of a self-observing universe introduced many years ago by Wheeler has only an allegorical meaning, or one should consider consciousness as a part of nature that may have existence of its own, rather than being just a tool used to describe the independently existing reality. These questions may sound naive and metaphysical, but the history of the development of inflationary cosmology shows that investigation of apparently metaphysical questions can sometimes be quite productive.

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This email list is part of the Science & Ultimate Reality Symposium in honor of John Archibald Wheeler, March 15-18, 2002 in Princeton, N.J. For more information go to: http://www.metanexus.net/ultimate_reality. This list is moderated by Paul Davies. Please feel free to forward these messages to friends, colleagues, and students.

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Published   2002.02.19
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